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Thomas W. Ulrich

U.S. General Counsel & Chief Compliance Officer

Thomas W. Ulrich is a seasoned legal and compliance professional currently serving as the U.S. General Counsel and Chief Compliance Officer at Sprott, a position held since 2012. They have held various senior roles, including Principal and General Counsel at Geneva Advisors and Chief Compliance Officer at multiple organizations such as Altegris Advisors and Northwestern Mutual Trust Company. Ulrich's early career included positions in operations, accounting, and compliance at Bridges Investment Counsel, Inc., and Provident Trust Company. They earned a BA in English from the University of Nebraska-Lincoln and a Juris Doctor from Creighton University School of Law.

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Darien, United States

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