Alice Yau is currently the Director of Fixed Income Compliance at Societe Generale, a position they have held since 2022. Previously, they served as the Senior Vice President and Head of Fixed Income Compliance at HSBC Securities (USA) Inc. from 2005 to 2020, and as Vice President of Fixed Income Compliance at J.P. Morgan Securities Inc. from 1997 to 2005. In 2021, they worked as the Director of Internal Control at Scotiabank. Alice is pursuing a Bachelor of Arts degree in East Asian Studies at Wesleyan University.
Location
New York, United States
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