PlanMember Financial Corporation’s wholly owned subsidiary, PlanMember Securities Corporation, is a Top 40 Broker Dealer and top 300 RIA with 8 Billion in assets under management. The Company has 40 Financial Centers in 38 states and over 500 advisors. The firm’s offices and operations are based in Carpinteria, CA. 

Finance

PlanMember

PlanMember's headquarters in Carpinteria, CA, United States

Jon Ziehl

Hamza Syed

Tom Nugent

Terry Janeway

Byron Bowman

The Sales and Business Development Team at PlanMember focuses on expanding the company's client base and driving revenue growth. This team identifies and develops new business opportunities, establishes and maintains relationships with key stakeholders, and provides support to financial advisors and representatives. They play a crucial role in achieving sales targets and enhancing the company's market presence through strategic initiatives and effective distribution methods.

Sales and Business Development Team

The Leadership Team at PlanMember is responsible for setting the strategic direction and operational oversight of the company, ensuring alignment across all departments to achieve business objectives. This team, composed of top executives, drives sales, compliance, marketing, technology, and human resources initiatives, while also managing relationships with advisors and institutional partners. Their collective expertise supports the growth and stability of PlanMember’s financial services offerings and enhances the client experience across the firm’s nationwide network.

Leadership Team

The Marketing team at PlanMember develops and implements strategies to enhance brand awareness, engage clients, and drive business growth. This includes overseeing digital marketing efforts, managing business communications, creating content, coordinating marketing campaigns, and leveraging marketing technology. The team collaborates across departments to align marketing initiatives with the company's financial services objectives and ensures effective communication and outreach through various channels.

Marketing

The Technology team at PlanMember is responsible for developing, maintaining, and optimizing the company's digital infrastructure and applications. This includes overseeing web applications, ensuring robust network and system performance, designing user interfaces, and managing databases. The team works to enhance the company's brokerage and investment platforms, ensuring they are secure, user-friendly, and efficient.

Technology

The Human Resources and Training team at PlanMember oversees talent acquisition, employee relations, and professional development initiatives. This team manages recruitment processes, ensures compliance with employment laws, conducts quality assurance for training programs, and supports overall organizational development to enhance employee performance and satisfaction.

Human Resources and Training

The Compliance Team at PlanMember ensures that the company's operations adhere to all regulatory requirements and industry standards. Led by the Vice President, Chief Compliance Officer, the team of Compliance Analysts conducts internal audits, oversees compliance training for advisors, monitors regulatory changes, and implements policies to mitigate risk and protect the firm's reputation.

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PlanMember

Org chart

Teams

Sales and Business Development Team

Leadership Team

Marketing

Technology

Human Resources and Training

Compliance Team

Offices

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PlanMember

Org chart

Teams

Sales and Business Development Team

Leadership Team

Marketing

Technology

Human Resources and Training

Compliance Team

Offices

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