CoastalOne is an RIA/BD platform focused on serving the unique needs of financial professionals who are searching for concierge-level services to help grow their practice. For over 30 years, CoastalOne has had a collaborative culture specialized on providing our financial professionals with dedicated support, integrated technology, and a deep understanding of the complex regulatory framework in which we operate to deliver the support they need in order to offer premium service and personalized financial guidance to their clients.

CoastalOne is the platform used by our advisors to serve their clients. We work everyday to be the firm of choice for independent advisors and their clients. Our Mission is to equip independent financial professionals with the resources, support and technology they need to grow their practices and deliver outstanding value to their clients.

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CoastalOne is a trade name used by Coastal Equities, Inc. and its affiliate Coastal Investment Advisors, Inc. Securities are offered through Coastal Equities, Inc., Member FINRA/SIPC, and investment advisory services are offered through Coastal Investment Advisors, Inc., co-located at 1201 N. Orange Street, Suite 729, Wilmington, DE 19801.

Business Development

Investment Management

CoastalOne

CoastalOne's headquarters in Wilmington, DE, United States

Matthew D. Rakerd

Ross B. Fronk

The Sales and Business Development team at CoastalOne is dedicated to driving growth by forging strong partnerships with independent financial professionals. This team actively identifies and engages potential advisors, offering tailored solutions that showcase CoastalOne's concierge-level services and advanced technology. They work collaboratively to enhance advisor experiences, ensuring that financial professionals have the resources needed to thrive in a competitive marketplace.

Sales and Business Development

The Finance and Accounting team at CoastalOne is responsible for managing financial records, ensuring compliance with regulatory standards, and providing comprehensive financial reporting. Their duties include overseeing accounting operations, analyzing commission structures, and supporting financial professionals with accurate and timely financial data. By maintaining fiscal integrity and offering strategic financial insights, this team plays a crucial role in empowering independent advisors to deliver exceptional client service.

Finance and Accounting

The Leadership Team at CoastalOne is responsible for steering the strategic direction and operational oversight of the company. Comprised of key executives, including the Chief Supervision Officer, Chief Growth Officer, and Chief Compliance Officer, the team collaborates to ensure adherence to regulatory standards, drive revenue growth, and enhance service delivery to financial professionals. They foster a culture of innovation and support to empower advisors, aligning resources and technology to optimize practice growth and client satisfaction.

Leadership Team

The Compliance and Regulatory Team at CoastalOne is responsible for ensuring that the firm adheres to all regulatory requirements and industry standards. They monitor, assess, and implement compliance policies and procedures, providing guidance to financial professionals to navigate the complex regulatory framework. Additionally, the team conducts training, audits, and risk assessments to uphold the integrity of the services offered, ensuring that advisors can focus on delivering exceptional client service without regulatory concerns.

Compliance and Regulatory Team

The Operations Team at CoastalOne plays a crucial role in ensuring seamless business processes that enhance the overall experience for financial professionals. This team is responsible for onboarding new advisors, providing ongoing operational support, and facilitating smooth transitions within the platform. By leveraging integrated technology and regulatory expertise, the Operations Team helps empower advisors to focus on delivering exceptional client service while maintaining compliance in a complex industry landscape.

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CoastalOne

Org chart

Teams

Sales and Business Development

Finance and Accounting

Leadership Team

Compliance and Regulatory Team

Operations Team

Offices

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CoastalOne

Org chart

Teams

Sales and Business Development

Finance and Accounting

Leadership Team

Compliance and Regulatory Team

Operations Team

Offices

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