Established in 1976, Cape Securities, Inc. has upheld a long tradition of integrity and client service.  We are a national boutique investment management and financial planning firm with the capabilities of a major Wall Street firm.  Cape is a privately held firm, answering only to our clients.  Our unbiased approach is to select the best in class investment products from the leading providers.  Cape provides you access to a broad platform of investment solutions, advisory services, insurance planning and cash management. Every client is a unique relationship, and we stand ready to address your concerns with professional service and expertise.

Investment Management

Cape Securities, Inc

This department oversees and ensures adherence to regulatory standards and internal policies.

Compliance Division

This department oversees the operations and performance of branch offices, ensuring compliance and effective customer service.

Branch Management

This department provides financial advice and securities trading services to clients.

Investment Services

This department focuses on providing client-based sales and investment advisory services.

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People (2)

Jobs (0)

Other teams

Branch Management

Investment Services

Sales and Advisory

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People (2)

Jobs (0)

Other teams

Branch Management

Investment Services

Sales and Advisory

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